IT Compliance Training for the Finance Industry (Get Your Resource Kit Now)

Download UDT’s IT Compliance Kit for financial services – empowering IT leaders to educate staff on compliance, data protection, and security.

In the financial services industry, IT compliance isn’t just a mere requirement; itʼs a cornerstone for maintaining trust, integrity, and security. IT compliance safeguards sensitive financial data and ensures adherence to stringent regulations. As IT professionals, our role extends beyond maintaining systems – it involves communicating vital compliance aspects to non-IT employees.

Now you can simplify your IT compliance training by downloading our IT Compliance Kit.

Key Issues for Communication to Non-IT Employees

Understanding Compliance Regulations: Non-IT employees must be aware of the regulations governing financial data and their role in upholding these standards.

Recognizing Potential Security Threats: Employees should be informed about the various forms of cyber threats and the importance of reporting any suspicious activity.

Data Protection Principles: Emphasizing the importance of protecting customer data, including following proper procedures for data handling and storage.

Incident Reporting: Ensuring staff knows how to report IT security incidents promptly and accurately.

UDT’s IT Compliance Kit: A Vital Resource

Our IT Compliance Kit provides information and templates to cover all of the key issues you need to communicate to non-IT employees.

1. A Quick Guide to IT Compliance for Non-IT Employees: A user-friendly manual that breaks down complex IT compliance concepts into understandable language, complete with a glossary of key terms.

2. IT Compliance Best Practices and Common Pitfalls: An actionable guide highlighting doʼs and donʼts in IT compliance, aiding employees in recognizing and avoiding common mistakes.

3. Data Breach Response Checklist: A step-by-step guide for immediate action in the event of a data breach, including reporting procedures and measures to minimize further risks.

4. IT Security Incident Report Form: A standardized form for documenting security incidents in detail, ensuring organized and effective responses.

5. Data Security Awareness Flyer: Customizable flyers to promote data security awareness among employees, fostering a culture of vigilance.

Customization and Use: It’s essential to tailor these resources to align with your organization’s specific policies and procedures. Including contact details for your IT or security department is crucial, providing employees with a clear point of contact for queries or incident reporting.

UDT – Your Partner in IT Compliance and Security

At UDT, we are dedicated to equipping IT leaders with the necessary tools for upholding the highest standards of compliance and security. Our IT Compliance Kit is designed to be an invaluable asset for your organization, promoting a secure, compliant, and informed workplace.

UDT is your ally in navigating the complexities of IT compliance. We are here to support and answer any questions you may have, committed to assisting you in your crucial role.

In the highly regulated world of financial services, IT compliance is not just a responsibility; it’s a necessity. By leveraging UDTʼs IT Compliance Kit, IT managers and directors can effectively educate non-IT staff, fostering a culture of compliance and security essential for the industryʼs integrity and success.

For more information, contact us today. We are excited to partner with you in safeguarding your organizationʼs future.

UDT is offering a free download of our IT Compliance Kit. It is a collection of resources and templates designed to assist IT professionals in the financial services industry to educate your non-IT staff about the importance of IT compliance.

Our IT Compliance Kit includes the following:

  1. A Quick Guide to IT Compliance for Non-IT Employees:
  2. IT Compliance Best Practices and Common Pitfalls
  3. Data Breach Response Checklist
  4. IT Security Incident Report Form
  5. Data Security Awareness Flyer

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Experiencing a security breach?

Get immediate assistance from our security operations center! Take the following recommended actions NOW while we get on the case:


  1. Determine which systems were impacted and immediately isolate them. Take the network offline at the switch level or physically unplug the systems from the wired or wireless network.
  2. Immediately take backups offline to preserve them. Scan backups with anti-virus and malware tools to ensure they’re not infected
  3. Initiate an immediate password reset on affected user accounts with new passwords that are no less than 14 characters in length. Do this for Senior Management accounts as well.

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